Work Location:
United States of America
Hours:
40
Pay Details:
$92,220 - $149,310 USD
Line of Business:
Audit
Job Description: Department overview:
US Technology Audit Team plays a lead role on various technology, compliance, business process and project audits, to assess whether technology controls are appropriately designed and operating to support the strategic and regulatory objectives of the Bank. Our team participates in audit planning, scoping, control assessment, test execution, and reporting. We utilize audit standards, frameworks and regulatory guidance to identify risks, assess mitigating controls, and make recommendations on improving the control environment.
The Audit Manager is accountable for overseeing the planning and execution for audits covering discrete business units or functional corporate areas. The job will also oversee the Audit team performing the audits.
Depth & Scope: Contributes to the Audit planning process for specific businesses/ functional units, including audit plans, resource requirements and budgets Has overall responsibility for completion of audits. Plans and leads audits and oversees staff working on multiple audits, forming conclusions, communicating scope/findings to business line. Performs testing of critical areas of audit. Performs review of audit documentation. Oversees findings follow up and issue validation. Ensures audits are executed and completed in accordance with established standards and within prescribed time, budget and scope parameters to ensure deadlines are met Oversees a small to medium sized team assigned to a given audit and provide coaching and feedback on performance throughout the audit Evaluates internal and external risks for assigned business lines and/or functions utilizing their subject matter expertise. Acts as primary contact with management regarding audit scope, findings and status Education & Experience: Bachelor's degree required Advanced degree preferred 8+ years related experience required PC skills (MS Office Suite) Excellent oral and written communication skills Advanced critical thinking Risked based decision making, problem solving and conflict resolution skills Advanced analytical skills Travel 35% or more Work well independently and with others Complete tasks timely and accurately Escalate issues and delays quickly Effectively manage competing priorities for self and others Advanced awareness of laws and regulations governing the banking industry that impact assigned area Advanced functional audit knowledge and skills Relevant certification required Strong project management skills Advanced knowledge in designated subject matter areas Adapt, promote and champion change Lead and manage small to medium sized teams Assume ownership and promote accountability Thrive on fast-paced and challenging environment Banking experience preferred Advanced skills in building and maintaining relationships within, and external to, audit Strong ability to develop relationships with the business while conducting audits Consult assigned lines of business (trusted advisor) for audit Deliver CSI and follow up as appropriate Strong influencing skills Manage a team of professional resources, and actively develop, recruit, train, coach and conduct performance assessments for team members Ensure resources are effectively utilized to achieve target utilization rates Accountable for promoting recognition in the team and division Engage team members in stretch assignments within the team and at the division and/or TD level Keep team members informed Demonstrate TD leadership core values Deliver effective presentations/training at the division level, industry conferences, workshops, etc. Provide successful onboarding and orientation to new hires Preferred Qualifications: An IT Audit/ IT Risk Management professional designation (i.e. CISA), and experience with COSO and COBIT Frameworks is a plus. Working knowledge of US regulatory framework is a plus Experience acting as Auditor-in-Charge including managing audit logics and staff auditors Experience reviewing audit workpapers of staff auditors Who We Are:
TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.
TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking.
Our Total Rewards Package Additional Information:
We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.
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