Financial Crime Risk Oversight SpecialistWork Location: Mount Laurel, New Jersey, United States of America
Hours: 40
Pay Details: $86,840 - $139,360 USD
TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD.
Line of Business: Financial Crime Risk Management
Job Description: The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized business guidance and 2nd line challenge and oversight to portfolios, businesses and functions on development, maintenance, and implementation of all aspects of AML/ATF/Sanctions/ABAC compliance programs in line with the Bank's risk appetite and strategic direction.
Depth & Scope: Senior specialist with AML/ATF/Sanctions/ABAC expertise, works independently and is accountable for managing a specialized AML/ATF/Sanctions/ABAC function or area.Provides comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions where TD operates.Provides AML/ATF/Sanctions/ABAC advice to a business as FCRM representative on a complex project or change initiative.Provides advanced analysis and/or specialized reporting to support business partners, functional areas, or centers of expertise.Provides guidance and support to analysts on matters related to portfolio and specialty.Expert knowledge of the business and operational functions supported.Typically a subject matter expert for a key functional AML/ATF/Sanctions/ABAC area and business requirements.Contact for business management, external/internal auditors, dealing with non-routine information.Manages/assists with regulatory reviews including inquiries, audits, and exams.Deep knowledge and understanding of businesses/technology, and organizational practices/disciplines.Identifies and leads problem resolution for project/program complex requirements related issues at all levels.Education & Experience: Undergraduate Degree.7+ years of experience.Preferred Qualifications: CAMS or CFE.Customer Accountabilities: Provides expert/specialized regulatory compliance and prudential risk management guidance on AML/ATF/Sanctions/ABAC matters affecting covered TD businesses.Proactively advises covered TD businesses of new and changed AML/ATF/Sanctions/ABAC regulatory and/or policy requirements and articulates the impact to their processes and controls.Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs.Guides and partners with covered TD businesses through the development, implementation, oversight, and management of effective AML/ATF/Sanctions/ABAC Compliance Programs.Escalates and manages to resolution significant issues and events.Represents FCRM on internal or external committees relating to designated business activities as required.Delivers subject matter expertise and AML/ATF/Sanctions/ABAC guidance to business management, including developing and maintaining management reporting and analysis.Employee/Team Accountabilities: Participates fully as a member of the team, supports a positive work environment that promotes service to the business, quality, innovation, and teamwork.Provides thought leadership and/or industry knowledge for own area of expertise.Participates in personal performance management and development activities, including cross-training within own team.Contributes to team development of skills and capabilities through mentorship of others.Acts as a brand ambassador for your business area/function and the bank, both internally and/or externally.
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