Millennium's part-time General Counsel will play a pivotal role in our mission by helping promote business goals while minimizing risk to the company. As General Counsel, you will be part of a smart, collaborative team who works on all things Corporate and will also contribute to the review and negotiation of Millennium's employment related agreements, real estate leases, vendor, and other contracts. We are looking for someone with excellent interpersonal skills who excels in a dynamic, fast-paced environment. You'll report to the Chief Compliance Officer.
What You'll Do
Participating in the review, policy and governance processes, working with business, risk and compliance partners across the organizationSupport corporate initiatives and manage/collaborate on engagements with outside counsel for other special projectsAdvising the business on SEC, FINRA, MSRB and SRO laws, rules and regulations, with a particular focus on broker-dealer rules and regulations applicable to transactions of self-clearing broker dealersAdvising the businesses on CFTC rules and regulations and ISDA transaction documentation.Keeping apprised of relevant laws and regulations and advising the businesses on current and/or proposed rules and regulationsReview and advise on Millennium's inputs in the SEC and FINRA reporting processes, as well as any regulatory inquiriesPartner with our Treasury and Finance teams to provide requested advice and support their contracting needsSupervise subsidiary formation/maintenance work by our outside partners and be primarily responsible for certain corporate governance and other legal entity matters, including subsidiary board actions and intercompany agreementsSupport the continuous improvement of internal workflows, review processes, and other legal policies and operationsReview and manage outside counsel on specific legal actions, immigration sponsorships, and corporate organization documents, etc.What's Great About The Role
A satisfying mission, working to help forward the business initiativesA dynamic work environment with a team of smart, fun, collaboration-minded professionals who enjoy learning from each otherA chance to grow with the company as Millennium progresses on its missionOption to work fully remoteWhat We Are Looking For A minimum of 10 years of experience as a practicing attorneyPrior experience advising U.S. broker-dealers on sales and trading businesses is requiredPrior in-house experience is preferredDetail-oriented, strong analytical and organizational skillsCritical thinker and an effective communicator who can collaborate with othersWillingness and ability to tackle new subject matters and develop new areas of expertiseTeam player with an ability to multitask, balance competing demands, and provide practical and actionable advice in a fast-paced environmentExcellent drafting and negotiation skills, with an ability to communicate and apply complex concepts clearly and effectively to practical situationsGood judgment and the ability to think through legal risk in practical, real-world termsBenefits at Millennium Include Medical, Dental and Vision CoverageRetirement Plan with Safe Harbor matchCompany provided breakfast and lunchWellness perks such as in-office massagesPaid Time Off (Vacation, Sick, Maternity, Paternity)We offer competitive compensation including base salary and incentive compensation (which can include equity in the firm) and relocation awards.
Interested candidates should send resumes to ******** .
Millennium Advisors, LLC is registered as a broker-dealer in the U.S. with the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority (CRD No. 151236). Millennium Advisors, LLC also is a member of the Securities Investor Protection Corporation. Additional information is available in FINRA BrokerCheck . Millennium Europe Limited is a registered broker-dealer in Europe and is authorized and regulated by the U.K. Financial Conduct Authority (Financial Services Register No. 632007). Millennium Consolidated Holdings, LLC (the "Group") wholly owns subsidiaries Millennium Advisors, LLC and Millennium Europe Ltd.
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