Overview: This is a hybrid role (if located in Raleigh, NC or Charlotte, NC) with the expectation that time working will regularly take place inside and outside of a company office. Two days a week in office. Open to remote in several markets for highly qualified candidate.
This Audit Project Manager 1 position is part of the Integrated Compliance team assisting various operational and credit audit teams in determining the appropriate compliance scope for their projects by assessing business risks, documenting, and evaluating internal controls, and ensuring compliance with regulatory requirements. Supervises audit activities, providing expertise through knowledge in area of work, and supports external audit efforts as needed.
Responsibilities: Project Management - Assists audit teams in developing and executing regulatory compliance internal audit programs. Conducts special projects.Process Improvements - Creates reports and other documentation to communicate findings. Designs audit procedures, techniques, and sample approach to validate testing methods. Communicates effectively with both internal and external parties, acting as a resource on audit procedures.Audit - Develops and executes audit procedures, performs complex analysis, uses appropriate general and audit-specific technology, and provides sufficient evidence to conclude on the adequacy and effectiveness of the internal control system. Ensures compliance with applicable laws, regulations, policies, and procedures. Verifies the reasonableness of financial data.Documentation - Compiles all relevant business, process, and system information prior to auditing. Updates process flows, risks, and controls, and accounts for the impact of technology on the control environment.Risk Assessment - Evaluates risk within the internal audit control system. Develops process improvements to avoid financial losses. Creates action plans to address unmitigated exposures. Qualifications: Bachelor's Degree and 4 years of experience in Public accounting or Bank internal auditing.
Required designation as a Certified Internal Auditor (CIA), or Certified Bank Auditor (CBA), or Certified Information Systems Auditor (CISA), or Certified Public Accountant (CPA). OR High School Diploma or GED and 8 years of experience in Public accounting or Bank internal auditing.
Required designation as a Certified Internal Auditor (CIA), or Certified Bank Auditor (CBA), or Certified Information Systems Auditor (CISA), or Certified Public Accountant (CPA).
License or Certification Type: Designation as a Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA), or Certified Public Accountant (CPA)
Required Skills: Knowledge of internal and external laws, policies, and procedures regulating Internal Audit actions, Knowledge of Generally Accepted Accounting Principles (GAAP), SEC Rules, and SOX Act
Preferred Skills:
Audit experience within financial services.Ability to multitask on different engagements simultaneously.Advanced Microsoft Office skills.Certified Regulatory Compliance Manager (CRCM) or Certified Anti Money Laudering Specialist (CAMS) Preferred.Experience auditing in the following areas: consumer/commercial compliance, BSA, Privacy laws.First Citizens benefits programs are designed to meet our associates where they are in life. Full-time associates (20+ hours) are offered a comprehensive benefits program, with customized offerings, including those designed to support families, however defined. More information regarding our benefits offerings can be found here: https://jobs.firstcitizens.com/benefits.