Compliance Associate

Location: Bethesda, Maryland (Hybrid)
Compensation: $125k-$150k base + 15%-20% percent bonus
Responsibilities: Work with the firms General Counsel & CCO in managing the firms overall compliance program including supporting the Code of Ethics and ensuring compliance with regulatory requirements
Manage the compliance calendar
Handle email surveillance, brokerage account review, gift and entertainment and political contribution monitoring and expense
Handle electronic communication review
Conduct compliance testing
Implement, oversee and monitor cybersecurity compliance controls
Aid the firm in being exam ready for any future SEC exams
Qualifications: 2-5 years of total work experience, in a Compliance role or related fields
Experience working on compliance matters related to investment advisers and hedge funds or private equity funds preferred
Strong verbal and written communication skills
Superior attention to detail, strong organizational skills and a proactive approach to tasks
Familiarity with implementing and utilizing Compliance systems & tools (ex.
ComplySci, Smarsh)