This is a hybrid role with 3 days in-office in Boston, MA and 2 days WFH.
Our client is a well-established and growing investment and wealth management firm serving ultra-high-net-worth families, family offices, and institutional investors. They have around 140 employees with offices across the US and manage over 30 billion in Assets.
Our client is seeking to hire a full-time Compliance Associate to join its compliance team. As a member of the firm's compliance team, the Compliance Analyst will be responsible for supporting the Chief Compliance Officer and the implementation of the firm's compliance program. The position offers diversified experience across all functional areas of a complex investment advisory firm and interaction with a broad range of internal and external stakeholders. The Compliance Analyst will contribute to many aspects of the compliance team's responsibilities, including compliance testing and internal audit projects, implementation of the firm's code of ethics, preparation of regulatory filings, review of marketing and client meeting materials, and firm training.
We are seeking candidates who are well-organized, energetic, and team-oriented. The right candidate is a self-starter with a strong work ethic who has excellent communication skills and attention to detail. This person must be willing to provide the highest level of client service, professionalism, and confidentiality. Furthermore, this person must be able to efficiently prioritize tasks and consistently meet deadlines.
QualificationsThe successful candidate will possess a minimum of 2 to 4 years of relevant investment advisor or investment fund manager operations or compliance experience. Additional qualifications include:
Minimum of a bachelor's degree in finance, economics, or other related disciplineFamiliarity with investment adviser compliance requirements under the Investment Advisers Act of 1940 a plusInterest in, and familiarity with, basic wealth management business and investment conceptsExcellent organizational, prioritization, and time management skillsAnalytical mindset with a strong attention to detailHigh energy and highly self-motivated with the ability to thrive in an entrepreneurial environmentStrong written and oral communication skillsProficiency in Microsoft Excel, Word, and Outlook applicationsBenefitsMedical, Dental and Vision401k MatchingLife InsurancePaid Parental LeaveFitness ReimbursementEducation Reimbursement for certification programs (e.g., CFP, CFA)Charitable Matching ProgramHybrid scheduleWork-From-Anywhere Weeks
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