About the team + roleWe are seeking a series 24 licensed Designated Principal to join the Marketing team at Robinhood! You will play a pivotal role in ensuring our marketing efforts adhere to all relevant financial regulations while maintaining the integrity of our brand.
What you'll doOversee the Robinhood Marketing function as its registered principal, supervising and advising on operational and regulatory compliance.Work closely with Product Marketing, Growth Marketing, Operations, and Creative teams. Offer guidance on marketing targeting and messaging, ensuring compliance with financial rules and regulations.Engage with team members from Legal and Compliance to collaboratively review and approve marketing materials and strategies.Develop and implement detailed, clear, and effective Written Supervisory Procedures (WSPs) that align with regulatory requirements, industry standards, and recommended practices.Ensure documentation is kept up-to-date, files are accurately archived, and that they reflect appropriate status, content, and approvals.Flex into program management and/or special projects as needed.What you bringSeries 24 license (General Securities Principal).8+ years of experience in the financial services industry, ideally on or in support of providing guidance to sales or marketing teams.Able to scrutinize content and information through the lens of financial regulations and address potential conflicts/triage solutions.Understanding of paid advertising and email marketing operations and compliance considerations as they relate to financial regulations.Deep understanding of FINRA and SEC regulations applicable to Broker-Dealers especially as they pertain to communications with the public and customer recommendations (Reg BI).Diligent work ethic and ability to adapt quickly while managing many projects simultaneously.Acute attention to detail.
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