Millennium's part-time General Counsel will play a pivotal role in our mission by helping promote business goals while minimizing risk to the company. As General Counsel, you will be part of a smart, collaborative team who works on all things Corporate and will also contribute to the review and negotiation of Millennium's employment related agreements, real estate leases, vendor, and other contracts. We are looking for someone with excellent interpersonal skills who excels in a dynamic, fast-paced environment. You'll report to the Chief Compliance Officer.
What You'll Do
Participating in the review, policy and governance processes, working with business, risk and compliance partners across the organization
Support corporate initiatives and manage/collaborate on engagements with outside counsel for other special projects
Advising the business on SEC, FINRA, MSRB and SRO laws, rules and regulations, with a particular focus on broker-dealer rules and regulations applicable to transactions of self-clearing broker dealers
Advising the businesses on CFTC rules and regulations and ISDA transaction documentation.
Keeping apprised of relevant laws and regulations and advising the businesses on current and/or proposed rules and regulations
Review and advise on Millennium's inputs in the SEC and FINRA reporting processes, as well as any regulatory inquiries
Partner with our Treasury and Finance teams to provide requested advice and support their contracting needs
Supervise subsidiary formation/maintenance work by our outside partners and be primarily responsible for certain corporate governance and other legal entity matters, including subsidiary board actions and intercompany agreements
Support the continuous improvement of internal workflows, review processes, and other legal policies and operations
Review and manage outside counsel on specific legal actions, immigration sponsorships, and corporate organization documents, etc.
What's Great About The Role
A satisfying mission, working to help forward the business initiatives
A dynamic work environment with a team of smart, fun, collaboration-minded professionals who enjoy learning from each other
A chance to grow with the company as Millennium progresses on its mission
Option to work fully remote
What We Are Looking For
A minimum of 10 years of experience as a practicing attorney
Prior experience advising U.S. broker-dealers on sales and trading businesses is required
Prior in-house experience is preferred
Detail-oriented, strong analytical and organizational skills
Critical thinker and an effective communicator who can collaborate with others
Willingness and ability to tackle new subject matters and develop new areas of expertise
Team player with an ability to multitask, balance competing demands, and provide practical and actionable advice in a fast-paced environment
Excellent drafting and negotiation skills, with an ability to communicate and apply complex concepts clearly and effectively to practical situations
Good judgment and the ability to think through legal risk in practical, real-world terms
Benefits at Millennium Include
Medical, Dental and Vision Coverage
Retirement Plan with Safe Harbor match
Company provided breakfast and lunch
Wellness perks such as in-office massages
Paid Time Off (Vacation, Sick, Maternity, Paternity)
We offer competitive compensation including base salary and incentive compensation (which can include equity in the firm) and relocation awards.
Interested candidates should send resumes to
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