In House Counsel Jobs New York

In House Counsel Jobs New York | JDHuntr 58850 Senior Compliance Officer $200K - $250K (Remote), Washington, DC
To apply go to JDHuntr.com
*Manage an effective compliance program designed to ensure the Firm's systems of supervision and control meet regulatory requirements and industry best practices. *Oversee front-line supervisory tasks daily, including review of employee compliance certifications, ongoing monitoring and approval of personal trading, gifts and entertainment activities, outside activities, and political contributions, and administration of the Code of Ethics. *Review and file marketing materials, including diligence and media materials $200,000 - $250,000


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Employment Type: Full-Time
Salary: $ 200,000.00 250,000.00 Per Year