Operations Manager

Seeking an Operations Manager to provide day-to-day oversight of all Broker/Dealer operational processes.
This will include opening of new accounts, through to account maintenance and servicing, organize and oversee the daily operations of the company as well as ensuring that our business is well-coordinated and productive by managing its procedures and coaching its people.
Responsibilities Responsible for proper execution of the firm's Operational Calendar and related activitiesDevelops and implements company policies and procedures as well as ensures compliance with these procedures.Evaluates and enhances current operational systems to reduce cycle time and create efficiency.Create and distribute reporting for the advisory teamProvide leadership and guidance to the internal team by coachingAdministers human resources processes at the firm to include recruiting, hiring, performance reviews and management action as needed.Support the marketing efforts of the firm by creating & implementing marketing efforts to existing and prospective clients. Qualifications 2-15 License and Series 7 required or must obtain within the first 90 days of employmentBachelor's degree in business administration or a related area of study5+ years of Financial Services industry & proven leadership experience requiredExcellent communication, presentation, listening, and analytical skillsDemonstrated leadership and vision in managing people & projectsStrong knowledge of and the ability to design & execute processes and proceduresSuperior technology aptitude with proficiency in MS Excel, Word, Outlook, and PowerPoint