Senior Auditor- Corporate Risk

Senior Auditor - Corporate Risk
Location:

Chicago, IL
Compensation:

90-120k base
I am currently working with a leading financial services firm in Chicago to grow out their IA team by adding a Lead Auditor covering the Corporate Risk Management space. Ideal candidates have 2+ years of experience and are comfortable testing and evaluating corporate risk management processes and controls.
In this role, you will be responsible for supporting a variety of audit engagements surrounding the firm's risk exposures, operational and financial procedures, and regulatory compliance. Additionally, this is a high visibility role as you would be working closely with senior audit leadership and other stakeholders across the business to identify and remediate risk exposures across the enterprise.
Responsibilities:

Support the creation and implementation of the annual audit plan
Assist in audit engagements surrounding business operations and change initiatives
Identify strategic, operational, and regulatory risk exposures of the firm and work closely with senior leadership to identify and mitigate risk
Requirements:

2+ years of experience in Internal Audit
Bachelor's degree in finance, business, or another related field
Familiarity with broker dealer regulations (FINRA, SEC)
Proficiency using GRC tools (Archer preferred)
Strong ability to work independently
Excellent written and verbal communication skills
Relevant certification preferred (CIA, CPA, CRMA)

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